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Compliance & Storage™ |
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| EchoMail helps Securities, Brokerage, Pharmaceutical, Accounting, Legal, and other firms to comply with new regulations such as SEC 17a, NASD, HIPAA and Sarbanes-Oxley. |
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| The EchoMail® E-Mail Compliance Management™ is an outsourced, web-based, secure compliance solution for archiving and storing corporate E-Mails from Microsoft Exchange, IBM Lotus Notes, Novell GroupWise and other E-Mail applications. |
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SOLUTIONS |
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EchoMail® Broker Dealer Solution™ |
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The EchoMail® Broker Dealer Solution ensures compliance to new regulations and protects companies from serious management, storage, litigation and regulatory liabilities.
The solution provides specialized storage, audit tracking, indexing, workflow, business intelligence and an experienced lexicon. Every E-Mail message and attachment is scanned to identify potential problems, such as sales practice violations. The compliance requirements include: |
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Archiving of Virtually All Broker-Dealer E-Mails |
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Indexing and Timely Access of All the Records |
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Auditable Archiving Environment |
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Review of both inbound and outbound E-Mail content |
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